Telsey Advisory Group

To view a PDF or XML (2020-Newer) of a quarterly 606 Report, click on the corresponding link below.  For more information, see the 2020 Order Handling Data Schema and Report Renderer for Broker-Dealers.

Regulation NMS – SEC Rule 606-Disclosure of SEC-Required Held Order Routing Information

606(a)1 ReportXML Version
2024 Q1 – No Covered Orders
2023 Q4 – No Covered Orders
2023 Q3 – No Covered Orders
2023 Q2 – No Covered Orders
2023 Q1 – No Covered Orders
2022 Q4 – No Covered Orders
2022 Q3 – No Covered Orders
2022 Q2 – No Covered Orders
2022 Q1 – No Covered Orders
2021 Q4 – No Covered Orders
2021 Q3 – No Covered Orders
2021 Q2 – No Covered Orders
2021 Q1 – No Covered Orders
2020 Q4 – No Covered Orders
2020 Q3 – No Covered Orders
2020 Q2 – No Covered Orders
2020 Q1 – No Covered Orders
2019 Q4 – TAGC – Telsey Cash/Block Desk
2019 Q4 – TAGD – Telsey Electronic Routing
2019 Q3 – TAGC – Telsey Cash/Block Desk
2019 Q3 – TAGD – Telsey Electronic Routing
2019 Q2 – TAGC – Telsey Cash/Block Desk
2019 Q2 – TAGD – Telsey Electronic Routing
2019 Q1 – TAGC – Telsey Cash/Block Desk
2019 Q1 – TAGD – Telsey Electronic Routing
2018 Q4 – TAGC – Telsey Cash/Block Desk
2018 Q4 – TAGD – Telsey Electronic Routing
2018 Q3 – TAGC – Telsey Cash/Block Desk
2018 Q3 – TAGD – Telsey Electronic Routing
2018 Q2 – TAGC – Telsey Cash/Block Desk
2018 Q2 – TAGD – Telsey Electronic Routing
2018 Q1 – TAGC – Telsey Cash/Block Desk
2018 Q1 – TAGD – Telsey Electronic Routing

For prior year quarterly reports, CLICK HERE.