Raymond James
To view a PDF or XML (2020-Newer) of a quarterly 606 Report, click on the corresponding link below. For more information, see the 2020 Order Handling Data Schema and Report Renderer for Broker-Dealers.
Regulation NMS – SEC Rule 606-Disclosure of SEC-Required Held Order Routing Information
| 606(a)1 Report | XML Version |
|---|---|
| 2024 Q2 – No Covered Orders | |
| 2024 Q1 – No Covered Orders | |
| 2023 Q4 – No Covered Orders | |
| 2023 Q3 – No Covered Orders | |
| 2023 Q2 – No Covered Orders | |
| 2023 Q1 – No Covered Orders | |
| 2022 Q4 – No Covered Orders | |
| 2022 Q3 – No Covered Orders | |
| 2022 Q2 – No Covered Orders | |
| 2022 Q1 – No Covered Orders | |
| 2021 Q4 – No Covered Orders | |
| 2021 Q3 – No Covered Orders | |
| 2021 Q2 – No Covered Orders | |
| 2021 Q1 – No Covered Orders | |
| 2020 Q4 – No Covered Orders |
For Raymond James disclosure information including prior reports, CLICK HERE.