NewEdge
To view a PDF or XML (2020-Newer) of a quarterly 606 Report, click on the corresponding link below. For more information, see the 2020 Order Handling Data Schema and Report Renderer for Broker-Dealers
Regulation NMS – SEC Rule 606-Disclosure of SEC-Required Held Order Routing Information
606(a)1 Report | XML Version |
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2024 Q3 | XML |
2024 Q2 | XML |