Leerink

To view a PDF or XML (2020-Newer) of a quarterly 606 Report, click on the corresponding link below.  For more information, see the 2020 Order Handling Data Schema and Report Renderer for Broker-Dealers.

Regulation NMS – SEC Rule 606-Disclosure of SEC-Required Held Order Routing Information

606(a)1 ReportXML Version
2025 Q1XML
2024 Q4XML
2024 Q3XML
2024 Q2XML
2024 Q1XML
2023 Q4XML

Regulation NMS – SEC Rule 605 – Disclosure of SEC-Required Order Execution Information

Reports
May 2025
Apr 2025
Mar 2025
Feb 2025
Jan 2025
Dec 2024
Nov 2024
Oct 2024
Sep 2024
Aug 2024
Jul 2024
Jun 2024
May 2024
Apr 2024
Mar 2024
Feb 2024
Jan 2024
Dec 2023
Nov 2023
Oct 2023

For prior reports, CLICK HERE.

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