Bay Crest Partners
To view a PDF or XML (2020-Newer) of a quarterly 606 Report, click on the corresponding link below. For more information, see the 2020 Order Handling Data Schema and Report Renderer for Broker-Dealers.
Regulation NMS – SEC Rule 606-Disclosure of SEC-Required Held Order Routing Information
| 606(a)1 Report | XML Version |
|---|---|
| 2019 Q2 | |
| 2019 Q1 | |
| 2018 Q4 | |
| 2018 Q3 | |
| 2018 Q2 |
For prior quarterly reports, CLICK HERE.