As fiduciaries, a plan sponsor has a legal obligation to monitor managers’ (and their brokers’) equity, FX, fixed income, futures, and derivatives trading processes for best execution.
Oversight and Auditing Services for Asset Owners
Abel Noser Solutions offers the industry’s most comprehensive fund monitoring solutions for all asset owners including pension funds, mutual funds, insurance companies and endowments.
We are known for our bespoke consultative audit services that include:
- Manager follow-up of flagged compliance/fiduciary issues
- Commissions and Soft-Dollar/MiFID2 Analysis
- Capacity Analysis of fund liquidity thresholds
- ESG Fund Monitor and Analysis
- Global Tax Recovery services
- Assistance in drafting trade-related investment policies/guidelines and contracts