Leerink
To view a PDF or XML (2020-Newer) of a quarterly 606 Report, click on the corresponding link below. For more information, see the 2020 Order Handling Data Schema and Report Renderer for Broker-Dealers.
Regulation NMS – SEC Rule 606-Disclosure of SEC-Required Held Order Routing Information
| 606(a)1 Report | XML Version |
|---|---|
| 2024 Q3 | XML |
| 2024 Q2 | XML |
| 2024 Q1 | XML |
| 2023 Q4 | XML |
Regulation NMS – SEC Rule 605 – Disclosure of SEC-Required Order Execution Information
| Reports |
|---|
| Sep 2024 |
| Aug 2024 |
| Jul 2024 |
| Jun 2024 |
| May 2024 |
| Apr 2024 |
| Mar 2024 |
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| Dec 2023 |
| Nov 2023 |
| Oct 2023 |
For prior reports, CLICK HERE.
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